Legal and Regulatory Documentation

Customer Documentation

Guide to the Structure, Market Terminology and Order Execution of the LME

Execution Venues

Policies

GFFM Order Execution Policy

GFFM Order Allocation Policy

GFFM Conflicts of Interest Policy

Notice of Recording Telephone & Electronic Communication Conversations

Tax Strategy Policy - 2023

GFFM External Complaints Policy

EMIR

Disclosures in relation to Client Clearing Services under the UK EMIR

As a clearing member of certain EU/UK CCPs we are required to direct our clients to the relevant Rulebook and in particular the mandatory CCP Provisions of that CCP. These are available on the CCP’s website listed and to the extent that we clear relevant transactions on your behalf, you will be subject to those mandatory CCP Provisions.

LME Clear Limited ("LME Clear"): https://www.lme.com/en/clearing/rules-and-regulations/client-information

ICE Clear Europe: https://www.theice.com/clear-europe/regulation

Please note these links have been included for convenience only. If any of these links do not work, you should contact the relevant CCP directly. GF Financial Markets (UK) Limited is not responsible for, and do not accept any liability whatsoever for, any content or omissions or inaccuracies contained in the information produced by any CCP.

EMIR

Clearing Member Disclosure Document

Please contact compliance at GFFM (Compliance@uk.gffm.com) for further information.

Pricing Disclosures for Clearing Account Structures

Regulatory Disclosures

MIFIDPRU 8 Disclosures - 2023